Job Title: CA ( SEBI Compliance )
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<\/p>Location:<\/b> Vesu, Surat
<\/div>Salary:<\/b> \u20b97,00,000 \u2013 \u20b98,50,000 CTC Per Annum
<\/div>Qualification:<\/b> Chartered Accountant (CA)
<\/div>Experience:<\/span>
<\/h3>- Candidates with 1+ years of relevant experience will be preferred
<\/span><\/li>- Prior exposure to SEBI Compliance, PMS, RIA, AIF, Audit, Taxation, or Financial Services will be an added advantage
<\/span><\/li><\/ul>Job Overview:
<\/span><\/h3>We are looking for a qualified and detail\-oriented Chartered Accountant <\/b>to join our team as a SEBI Compliance Executive. The ideal candidate will be responsible for handling regulatory compliance activities related to Portfolio Management Services <\/b>(PMS), Registered Investment Advisory (RIA), and Alternative Investment Funds <\/b>(AIF), along with supporting taxation and audit functions. This role offers an excellent opportunity to build expertise in the Wealth Management and Financial Services industry while working closely with experienced professionals.
<\/p>Key Responsibilities:<\/span>
<\/span><\/h4>SEBI Compliance<\/b>
<\/p>- Handle compliance activities related to PMS, RIA, and AIF operations
<\/span><\/li>- Prepare and submit monthly, quarterly, and half\-yearly compliance reports
<\/span><\/li>- Ensure adherence to SEBI regulations, circulars, and guidelines
<\/span><\/li>- Manage regulatory filings and maintain compliance documentation
<\/span><\/li>- Coordinate with auditors and regulatory authorities as required
<\/span><\/li>- Monitor regulatory updates and implement necessary compliance measures
<\/span><\/li>- Perform additional compliance\-related assignments as assigned
<\/span><\/li><\/ul>Direct Taxation & Audit<\/b>
<\/p>- Handle TDS, Income Tax, Capital Gain Tax, and related compliances
<\/span><\/li>- Support internal audits and quarterly audit activities
<\/span><\/li>- Maintain compliance records and documentation
<\/span><\/li>- Assist in tax planning and reporting functions
<\/span><\/li>- Ensure timely completion of statutory and regulatory requirements<\/span>
<\/li><\/ul><\/div><\/span>
Requirements<\/h3>- Strong analytical and problem\-solving abilities
<\/span><\/li>- Good documentation and reporting skills
<\/span><\/li>- Strong attention to detail with a compliance\-focused mindset
<\/span><\/li>- Proficiency in MS Excel and financial reporting
<\/span><\/li>- Working knowledge of Direct Taxation and TDS provisions
<\/span><\/li>- Ability to learn and adapt to regulatory changes
<\/span><\/li>- Knowledge and practical use of AI tools for productivity, reporting, research, and workflow efficiency
<\/span><\/li>- Good communication and professional coordination skills<\/span>
<\/li><\/ul>Important Employment Condition:
<\/span><\/h3>- This position is suitable for candidates seeking a long\-term career opportunity
<\/span><\/li>- A mandatory commitment period of 24 months is required
<\/span><\/li>- A retention program will apply during the first 7 months of employment
<\/span><\/li>- Under the retention program, 10% of the monthly salary will be retained by the employer
<\/span><\/li>- The retained amount will earn interest at 8% per annum
<\/span><\/li>- The retained amount along with applicable interest will be released as per company policy upon successful completion of the commitment period and retention conditions
<\/span><\/li>- In case of resignation before completion of 24 months or failure to serve the prescribed notice period, the retained amount and accrued interest shall stand forfeited<\/span>
<\/li><\/ul><\/div><\/span>
Benefits<\/h3>- Exposure to specialized SEBI compliance functions
<\/span><\/li>- Opportunity to work in the Wealth Management industry
<\/span><\/li>- Learning and growth under experienced professionals
<\/span><\/li>- Long\-term career advancement opportunities<\/span>
<\/li><\/ul><\/div><\/span>
