Compliance Associate, Assurance, Governance & Testing
You will lead the design and enhancement of monitoring and testing methodologies, execute high-impact testing reviews of complex control environments, and synthesise results into thematic reports for MLROs and board-level stakeholders. You will challenge remediation plans to ensure root causes are addressed, provide consultative assurance during product and process design, and mentor junior analysts to ensure consistent, high-quality documentation.
Responsibilities
- Lead the design and periodic enhancement of monitoring and testing methodologies
- Lead high-impact testing reviews focusing on complex control environments and high-risk business units
- Synthesize testing results into thematic reports for MLROs and Board-level stakeholders highlighting systemic risks
- Drive the issue management lifecycle and challenge remediation plans to address root causes
- Provide consultative assurance to business partners during the design phase of new products or processes
- Provide guidance and peer review for junior analysts to ensure consistency and high-quality documentation
Requirements
- 3+ years in Compliance Assurance Governance or Internal Audit within fintech crypto or financial services
- Advanced understanding of the three lines of defence model and assurance methodologies
- Proven experience in data led controls testing and remediations
- Proficiency in GRC platforms (e.g. Vanta) and understanding of data
- Completed CAMS ICA or equivalent
- Experience operating in a global or multi-entity environment
- Familiarity with issue management remediation action plans (MAPs) and validation processes
- Exposure to regulatory exams or internal audits
Benefits
- Meaningful equity
- Performance-based bonuses
- Apple equipment provided
- Work from Anywhere Policy allowing up to 20 remote days per year