Head of Compliance

myZoi

Head of Compliance

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Head of\nCompliance<\/span><\/span><\/span><\/b>
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Meet myZoi<\/span><\/span><\/span><\/b>
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myZoi is\na SC Ventures (SCV) fintech startup dedicated to promoting global financial\ninclusion, by offering affordable, convenient, and transparent financial\nservices to the unbanked and underbanked.<\/span><\/span><\/span>
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The Role<\/span><\/span><\/span><\/b>
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We are\nlooking for a smart, ambitious, and purpose\-driven Head of Compliance to join\nmyZoi, based in Dubai. You will be responsible for managing the efficient and\neffective governance of Compliance risk, maintaining a robust governance and\ncompliance culture, ensuring adherence to laws and regulations, and Compliance\npolicies and procedures.<\/span><\/span><\/span>
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As the\ndesignated lead for regulatory governance and supervisory engagement.<\/span><\/span> <\/span><\/span><\/span>The role will also ensure regulatory\nexpectations are interpreted, cascaded, operationalised, and embedded into\nprocesses, controls, systems, and customer journeys.<\/span><\/span><\/span>
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Responsibilities<\/span><\/span><\/span><\/b>
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Risk Management and\nGovernance <\/span><\/span><\/span><\/b>
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Responsible\nfor supporting the awareness and adoption of an appropriate governance model\nacross myZoi\u2019s regulated entities, considering senior\nmanagement responsibilities, entity structuring, and expansion\nplanning. <\/span><\/span><\/span>
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Responsible\nfor the oversight of the execution of the various myZoi Compliance\nframeworks which are designed to ensure compliance with applicable regulations,\ninternal policies, procedures. <\/span><\/span><\/span>
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Challenge\nand maintain the right balance between risk prudence and pace of\ninnovation set by the new competitor landscape. <\/span><\/span><\/span>
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Anticipate\nhorizon risks in the area of Compliance that may have a significant\nimpact and develop effective strategies to mitigate such horizon risks. <\/span><\/span><\/span>
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Managing\nthe Compliance relationship with SCV and the Board\nthrough the Executive Risk Committee, Board\nMeetings and adhoc SCV engagement to\nconsider Compliance risk across (but not limited to) regulatory\nsupervision matters, conduct, compliance and data. <\/span><\/span><\/span>
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Responsible for leading the\nCompliance team and driving the strategic adoption of the compliance\npolicies and supporting the Legal and the Compliance teams in implementing\nthe data management and privacy framework for myZoi. <\/span><\/span><\/span>
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Own and\nmaintain the regulatory governance framework for myZoi, including regulatory\nobligations mapping, accountability mapping for regulatory requirements,\nregulatory attestations, and oversight of relevant governance committees.<\/span><\/span><\/span>
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Ensure\ndelivery of high\u2011quality Compliance MI to the Board, Executive Risk Committees,\nand SC Ventures, covering regulatory risks, regulatory changes, issues,\nbreaches, conduct outcomes, and privacy matters.<\/span><\/span><\/span>
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Regulatory relationships and\nregulatory change<\/span><\/span><\/span><\/b>
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Responsible\nfor leading the regulatory supervision relationship in myZoi,\nincluding regulatory inspections management, and the identification of\nregulatory change initiatives with significant impact on the company. <\/span><\/span><\/span>
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Execute\nand implement functional best practices around regulatory inspections, audits\nand assurance exercises.<\/span><\/span><\/span>
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Ensure\nproactive engagement in regulatory changes, including ensuring identification\nand escalation of regulatory proposals, participation in regulatory forums and\nmemberships of industry forums. <\/span><\/span><\/span>
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Lead the\nfull regulatory change lifecycle \u2014 horizon scanning, impact assessment,\ncross\u2011functional cascade, embedding into policies/processes/controls, training,\nand validation of post\u2011implementation effectiveness.<\/span><\/span><\/span>
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Act as\nprimary point of contact with regulators for all regulatory compliance matters.<\/span><\/span><\/span>
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Maintain\nan up\u2011to\u2011date view of regulatory obligations applicable to myZoi\u2019s licences,\nexpansions, and new activities, ensuring readiness for new regulatory regimes\nor licensing requirements.<\/span><\/span><\/span>
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Business <\/span><\/span><\/span><\/b>
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Analyse comprehensive impact\nof Compliance matters on the relevant business areas and their\noperations. <\/span><\/span><\/span>
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Support\nrelevant stakeholders to make decisions based on current and possible\nfuture policies, practices, and trends. <\/span><\/span><\/span>
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Ensure appropriate\nadvice is provided to the relevant stakeholders on the interpretation and\napplication of regulatory expectations, laws, best practices and\npolicies related to Compliance. <\/span><\/span><\/span>
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Provide support and challenge\nto myZoi\u2019s senior management to ensure that\nthey establish and monitor appropriate processes in\ncompliance with Compliance policies and standards (including meeting regulatory\nobligations and maintaining high standards of conduct). <\/span><\/span><\/span>
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Provide\nauthoritative regulatory advice on new products, new business initiatives,\nmarket entry, outsourcing, customer communications, and material change\nprogrammes.<\/span><\/span><\/span>
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Serve as\n2LOD approver for key compliance matters, including customer fairness outcomes,\ndata processing changes, distribution arrangements, and conduct\u2011related risks.<\/span><\/span><\/span>
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Ensure\nproduct and change governance aligns with regulatory expectations and conduct\nprinciples, including participation in the Product/Change Governance forums.<\/span><\/span><\/span>
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People and Talent <\/span><\/span><\/span><\/b>
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Lead\nthrough example and build the appropriate culture and\nvalues by setting the appropriate tone and expectations within the\nCompliance team and work in collaboration with the wider stakeholders to\nestablish the company\u2019s risk and control culture.<\/span><\/span><\/span><\/span> <\/span><\/span><\/span><\/span>
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Ensure the\nCompliance function maintains appropriate technical skills in regulatory\ninterpretation, privacy, conduct, regulatory change, and governance.<\/span><\/span><\/span>
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Ensure\nCompliance team members are confident in regulator\u2011facing interactions and\ncapable of supporting supervisory reviews.<\/span><\/span><\/span>
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Maintain\nsuccession planning and ensure resource capacity is aligned with regulatory\nchange and supervisory commitments.<\/span><\/span><\/span>
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About You<\/span><\/span><\/span><\/b>
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Display exemplary conduct and adhere to the Group\u2019s Values and Code of\nConduct, taking personal responsibility for embedding the highest standards of\nethics, regulatory, and business conduct across myZoi.<\/span><\/span><\/span><\/span>
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Willing to take personal responsibility for\nembedding the highest standards of ethics, including regulatory and business\nconduct. This includes understanding and ensuring compliance with, in letter\nand spirit, all applicable laws, regulations, guidelines and Code of\nConduct & Ethics. <\/span><\/span><\/span><\/span>
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Possess a strong understanding of the financial services sector,\ndemonstrating sound judgment on business practices within a digital\nenvironment, regulatory frameworks, and Compliance risk management.<\/span><\/span><\/span><\/span>
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Exhibit strong organizational, communication, and stakeholder management\nskills, capable of identifying, challenging, and resolving risks and issues.<\/span><\/span><\/span><\/span>
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<\/span><\/span><\/span><\/span><\/span>Bring over 13 years of hands\-on experience in conduct, regulatory\ncompliance, business advisory and regulatory risk management to the table.<\/span><\/span><\/span><\/span>
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Enjoy a collaborative working style across stakeholders to identify,\nescalate, mitigate, and resolve risk, conduct, and compliance matters.<\/span><\/span><\/span><\/span>
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Thrive in a creative, fast\-paced, agile environment, with a clear,\nconcise, and persuasive writing and presentation skills, coupled with\nenthusiasm to execute and get things done.<\/span><\/span><\/span><\/span>
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Bring an imaginative and creative approach to work, coupled with\ncuriosity about new technologies, workflows, and products.<\/span><\/span><\/span><\/span>
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·<\/span><\/span><\/span><\/span>Ability to see things from multiple perspectives and continuously ask\n"why," with a good business acumen and understanding of industry\ntrends, directions, and regulatory considerations.<\/span><\/span><\/span><\/span>
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Understand effective communication concepts, tools, and techniques,\nadept at transmitting, receiving, and accurately interpreting ideas,\ninformation, and needs across diverse situations and customer segments.<\/span><\/span><\/span><\/span>
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Data Protection Officer experience preferred.<\/span><\/span><\/span><\/span><\/span>
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At myZoi we strive to create a both a\nproduct and a team that embraces equality, inclusion, diversity and freedom. We\nwant people who can be themselves and bring their own brand of value to the\nteam. Come and join u<\/span><\/span><\/span><\/b>s.<\/span><\/span><\/span>
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