Risk and Compliance Manager

About the team
We are recruiting a Risk and Compliance Manager to join our successful Risk & Compliance team, based in either our Birmingham or Nottingham Offices. The ideal candidate will be a strong team player, with a 'can-do’ attitude to work and comfortable working on their own initiative.

About the role

You will work in a collaborative team led by a people focussed Risk & Compliance Director, in a role which will be interesting, challenging and provide a varied workload. Hybrid working is offered, with the preference of attending our Nottingham or Birmingham offices.

We are looking for someone who is proactive, organised team player with a ‘can-do’ attitude who can also work independently. Working closely with our, Risk & Compliance Director, they’ll enjoy a varied and challenging role supporting our lawyers with regulatory issues and questions and ensuring compliance with firm policies and SRA rules.

Key Responsibilities

  • Answering risk and compliance questions put to our “compliance helpdesk”
  • Drafting policies and procedures with clear and accurate drafting
  • Preparing and presenting training on SRA regulatory issues
  • Conducting file reviews and assisting with COLP investigations
  • Analysing compliance data and making recommendations for change
  • Assisting with risk and compliance project work

    Your skills and qualifications

    • Experience of working in a SRA regulated firm
    • Knowledge of the SRA Handbook
    • Peripheral knowledge of the Money Laundering Regulations
    • Highly organised with strong attention to detail
    • Be able to communicate effectively with colleagues at all levels, both verbally and in writing
    • Ability to work efficiently under pressure, prioritise and deliver work to a consistently high standard and to deadlines.

    No Agencies please - direct applications only.

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    Do we sound like a match? If you’re someone who cares deeply, communicates openly and collaborates effectively, then we’d love to have you join our diverse, inclusive team.