YR23- Compliance Executive (Financial Advisory) - Central/ 5 days/ $4.5k
- Working Location: Bras Basah
- Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
- Working Days: Monday - Friday
- Salary Range: $3500 - $4500
Job Introduction
We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.
KEY ROLE(S), RESPONSIBILITIES AND DUTIES
- Support the Risk and Compliance department
- Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
- Motivated to stay abreast of regulatory developments and take charge of
communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act. - Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.
REQUIREMENTS
- Minimum 'A' level or Diploma with experience in the financial advisory industry.
- Will be a clear advantage if candidate has compliance qualification or experience in the FA or insurance industry.
- Familiar and skillful with the use of Microsoft software especially Excel.
WhatsApp me your resume for quicker processing! ☺️
WhatsApp: https://wa.me/6584067823 (Shiro)
SHEE YOKE RU|R26161758 | The Supreme Hr Advisory Pte Ltd EA No: 14C7279