Assistant Operations Manager, Wealth Management, Operations

Key Areas of Responsibilities

  • Assist supervisor to monitor internal operations procedures in strict compliance with Company’s guidelines and policies.
  • Handle and ensure daily operations are processed timely and accurately.
  • Resolve trade settlement specific issues with internal and external parties including counterparties.
  • Manage operational activities in relevant internal and external back office systems are operating meticulously.
  • Assist supervisor on new products / services to be offered to clients, including the UAT process.
  • Support equity sales, account executives and sales traders abreast of client account status.
  • Attend to client’s enquiry on settlement matters.

Requirements

  • Degree holder in Business Administration, Finance or related discipline.
  • Minimum 3 years' experience in the securities/futures industry. Candidate with less experience will be considered as an Operations Officer.
  • Good inter-personal and communication skills, proactive working attitude with analytical mind-set and problem solving skills.
  • Proficiency in using MS Excel and Word. Knowledgeable in using SWIFT will be an advantage.
  • Good command of written and spoken English and Chinese including Mandarin.

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