Assistant Manager- Compliance

• Conduct Risk Audits (RCSA), and drive compliance internal & external audits ( SOC1 Audit & Client Audits)

• Responsible for adherence to Compliance Governance

• Compile reporting around Compliance metrics

• Ensure Data Protection & Compliance Agreements adherence

• Compliance Initiatives - Training, liaison with key stakeholders

• Conduct Compliance Audit - Recommend corrective actions and remedies

• Create Compliance scorecards, dashboards and general reporting around performance of the business

• Support Compliance of newly transitioned processes in the pipeline to be migrated from Compliance Perspective.

• Participate in meetings with the business and clients around Compliance performance measurement

• Regular audit of reports from operations, preparation of audits and real-time flagging of gaps.

• Follow-up audits and checks to test implementation of controls

• Reporting on audits and flags to the appropriate forum in a timely manner.

• Maintain information access for their department by initiating the processing of requests to create, change, or revoke physical/logical access within a department

• Act as the department liaison and complete SIGLITE & Risk Assessment from Client Security Team

• Conducting compliance review (Planning, Execution, finalization of observations and closure of review including follow up for management comments and open action points)

Collaborate with Operations to facilitate the efficient implementation of RCSA processes and practices across all client relationships and functions, ensuring optimal outcomes.

• Process improvements by highlighting gaps/ deviations and driving timely and accurate closures.
• Greater efficiency levels within Function/ Client Relationship
• Mitigation of financial / generic exposures
• Compliance with regard to internal/external requirements/ regulations and information security standards (ISO Audits, ISG Audits, Internal Audits, 3rd Party Certifications, Process and GC SOC Audits.
• 100% preparedness for internal and external Audits
• Plan and schedule Compliance Awareness related sessions
• Responsible for coordinating the Internal, External & Client Driven Audits and preparation thereof.
• Manage the Documentation and RCSA Control requirements.

Graduate/ Postgraduate, preferably Legal/ Law